- FinancialCompliance
Intelligent Resilience: Secure Your Market Access with Swiss-Grade AI Governance
Automated compliance and operational resilience for banks, FinTechs, and asset managers across Switzerland, the EU, and the UK.
Who This Solution Is For
This solution is designed for organisations operating in highly regulated financial environments, including:
Financial institutions & regulated firms
Banks, asset managers, investment firms and regulated financial entities.
FinTech & RegTech companies
Technology providers subject to financial regulation and supervisory scrutiny.
Payment, trading & investment platforms
Companies operating under PSD2/3, MiFID II or equivalent regimes.
International firms entering regulated markets
Organisations expanding into Switzerland, the EU or the UK.
If your business is subject to financial regulation, supervisory oversight or operational resilience requirements, this solution is built for you.
Why Financial Compliance is Being Reimagined
In 2026, “static compliance” is a high-risk strategy. With DORA now fully enforceable and FINMA sharpening its focus on operational risk, firms must move beyond fragmented spreadsheets.
Most organizations are hitting a wall because:
The result is delayed audits, blocked sales cycles and slower market entry.
The 360vue Engine: Your Agentic Compliance Workforce
360vue is no longer just an “orchestration layer.” It is a multi-agent AI brain that proactively executes your compliance program. While other GRC tools wait for your input, 360vue works in the background:
Our RAG (Retrieval-Augmented Generation) agents scan your cloud environment and document stores to map technical controls to regulatory requirements in real-time.
360vue doesn’t just record incidents; its research agents monitor market conditions and counterparty patterns to flag emerging risks before they trigger a breach.
Prepare for FINMA or FCA reviews with a single click. 360vue centralizes audit trails, rationales, and human-in-the-loop decisions into a regulator-ready workspace.
The Swiss Sovereign Advantage
For independent asset managers and institutions requiring the highest level of trust, all 360vue data is hosted exclusively in Switzerland. This fulfills FINMA’s strong preference for Swiss sovereign hosting to protect client confidentiality and data integrity.
Targeted Framework Coverage
We bridge the gap between UK, EU, and Swiss requirements with unified data structures:
FRAMEWORK
Region
Impact for 2026
FINMA 2023/1
Switzerland
Master operational resilience and outsourcing governance for the Swiss market.
DORA
European Union
Meet the strict January 2025/2026 ICT risk management and resilience testing mandates.
UK SMCR
United Kingdom
Automate senior management accountability and governance documentation.
Swiss FADP
Switzerland
Ensure AI-driven financial services comply with modern Swiss data protection.
2026 Financial Services Compliance Guide: DORA, FINMA, SMCR & Operational Resilience Frameworks
Comprehensive 2026 financial services compliance guide covering DORA, FINMA 2023/1, SMCR, MiFID II and crypto-asset governance for operational resilience and regulator readiness.
Sneak peak on the 2026 Financial Services Compliance Guide
Sneak peak on the Executive Summary Template 2026
Regulator-Ready Executive Summary Template 2026: DORA, FINMA & FCA Compliance Reporting
Board-ready 2026 compliance reporting template covering DORA, FINMA 2023/1, FCA Consumer Duty, AI governance and operational resilience metrics.
Financial Services Compliance FAQs – Regulations, Frameworks and Applicability
Clear answers to common financial services compliance questions, covering regulatory obligations, framework applicability and supervisory expectations for financial institutions, FinTechs and regulated firms operating in Switzerland, the EU and the UK.
Financial Services Compliance Frequently Asked Questions
360vue automates the flow-down of DORA requirements to your subcontractors, ensuring proactive monitoring and mandatory audit rights are contractually and operationally enforced.
Yes. We support regulated financial institutions, FinTechs and technology providers subject to financial supervision across Switzerland, the EU and the UK.
Applicability depends on your activities, licensing status, outsourcing model and markets. This may include FCA/PRA rules, DORA, MiFID II, PSD2/3, FINMA guidance and related frameworks.
Yes. We support operational resilience, ICT risk management and third-party governance aligned with DORA and equivalent supervisory expectations.
